Securities and Derivatives Expert

This securities and derivatives expert offers over 30 years of experience across financial markets, derivatives, and regulatory compliance. With deep knowledge of valuation, trading, and risk controls, he has been retained 24 times as a financial expert in litigation, arbitration, and regulatory matters. His background includes extensive work with ETFs, options, bonds, swaps, RMBS, and CMBS. He has written 7 expert damages reports and 9 liability expert reports.

He has held senior risk leadership roles at major institutions including AIG, Credit Suisse, Itaú Private Bank, BNP Paribas, and Salomon Brothers. In those roles, He traded repo, emerging market and corporate bonds for 10 years and  led enterprise risk programs, implemented Basel and liquidity frameworks, and built robust stress testing systems for 13 years. This expert also has a strong foundation in market risk modeling, portfolio margining, and the governance of complex structured products.

He holds both the Chartered Financial Analyst (CFA®) and Financial Risk Manager (FRM®) designations. As a Managing Principal at Agile Financial LLC, they provide expert reports, deposition testimony, and risk consulting for legal teams and financial firms. His testimony spans U.S. courts, international arbitration, and FINRA hearings.

Because of their practical and technical expertise, clients trust this risk management expert to deliver clear, defensible insights in high-stakes financial disputes.

Points of Interest

• Securities and Derivatives Expert – 30+ years of experience in bonds, futures, options, margin, CDS, and structured products.
• CFA® and FRM® Certified – Highly credentialed in investment analysis and financial risk
• Expert Witness – Testified in court, FINRA arbitration, and international tribunals
• Options & Structured Products – Skilled in verticals, straddles, iron condors, swaps, RMBS, CMBS
• Senior Risk Executive – Leadership roles at AIG, Credit Suisse, Itaú, BNP Paribas, and Salomon Brothers
• Regulatory and Compliance Advisor – Implemented Basel, OFAC sanctions, LCR, and liquidity stress testing
• Due Diligence Analyst – Evaluated hedge funds and private equity operations for institutional clients
• Recognized by Courts – Admitted as an expert in multiple U.S. jurisdictions and global forums
• Active in Industry Leadership – Has been a Director on Board of Directors of CFA Society New York for five years.

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